are structurally inadequate to address this challenge.
[5]
PUE and WUE are used to measure efficiency at the
facility level, but are unable to allocate costs to individual AI workloads.
[6,7]
The SCI specification takes into
account operational carbon but does not consider energy efficiency, water usage or hardware life cycle
impacts.
[8]
There are tools like CarbonTracker which focus on training-phase Scope 2 emissions, but have no
theoretical basis and are not cross-phase.
[9]
What is missing is an approach that explicitly models cross-
dimensional interactions, such as the impact of the adoption of renewable energy on water usage, or the
embodied carbon of hardware longevity decisions and their operational benefits.
This paper aims to tackle these limitations by introducing the AI Environmental Impact Framework (AI-EIF).
This second version of the manuscript provides the following five enhancements over the previous version, as
requested by the reviewers: (1) Ten mathematical formulations for the six GAMS metrics and the GreenFLOPS
Index; (2) the AI-EIF-Eval algorithm with pseudocode and complexity analysis; (3) experimental validation on
Google Cluster Trace v3 with quantitative results across the six performance dimensions; (4) comparative study
with the existing ten frameworks; and (5) a dedicated part on novelty and contributions, clearly distinguishing
from the previous work. The paper is organized as follows: Section 2 presents a literature review that covers
the related work. Section 3 contains theory background.
[10]
In Section 4, the AI – EIF framework and
mathematical model are defined. In section 5, you will express novelty and contributions. The AI-EIF-Eval
algorithm is discussed in Section 6. The experimental setup is described in section 7. Results and discussion are
given in section 8. Comparative analysis is given in Section 9. Section 10 is on the policy implications. Future
work is included as the conclusion of Section 11.
2. Literature review
2.1 Green computing and data centre efficiency
The US EPA Energy Star program in 1992 was the origin of green computing, which is the environmentally
responsible design, production, utilization, and disposal of computing resources.
[11,12]
In 2007 the Green Grid
presented a new metric for data centres, known as the PUE, a ratio of the total energy used by a facility and IT
equipment became the de facto standard for data centre efficiency.
[6]
Later measures included carbon (CUE) and
water (WUE).
[7]
Dayarathna et al. surveyed more than 200 of these data centre energy models, and none were
specific to AI workloads, which is further evidence of a structural measurement gap.
[13]
Masanet et al. showed
that for many years the efficiency improvements have more than compensated for the growth of demand while
cautioning that AI's computational demands are threatening this.
[14]
2.2 Environmental impact of AI systems
Strubell et al. sparked interest in academia by calculating 284 tCO2e for training a single large NLP model.
[1]
There was significant variation found by Patterson et al. between hardware and location. Schwartz et al.
presented the Red AI vs Green AI paradigm.
[15,16]
Henderson et al. called for “systematic” reporting standards.
[17]
Gupta et al. demonstrated that in the case of inference-dominated deployments, the amount of carbon
embedded in the hardware accounts for 50–80% of the total LC emissions. Luccioni et al. did an empirical
lifecycle analysis of a 176B-parameter model.
[18,19]
According to Li et al. the training process for GPT-3 requires
~700,000 liters of fresh water.
[20]
Dhar put AI emissions into the broader picture of ICT. Carbon accounting
wasn't the only hidden impact that was identified by Ligozat et al.; they also found impacts of land use and
hardware toxicity.
[21,22]
2.3 Existing measurement tools and their limitations
There are tools that can estimate Scope 2 carbon during training, such as CarbonTracker and the ML Emissions
Calculator
which do not have theoretical foundations, nor do they span across different phases.
[9,23]
Bannour et
al. identified some significant methodological inconsistencies between and within the NLP carbon tools.
[24]
Dodge et al. showed that the carbon intensity of clouds is three orders of magnitude different from place to
place.
[25]
For example, the systematic review by Verdecchia et al. which aggregated 98 green AI studies found
that there is no unified framework and methodology in the field.
[26]
Kaack et al. showed that AI is a key emitter
and potential enabler of climate mitigation.
[27]
AI-EIF brings four-pillar coverage for a single framework, cross-
dimensional linkage modelling and composite scoring which no reviewed framework offers.
3. Theoretical foundations
3.1 Lifecycle Assessment (LCA) theory
LCA, as standardized in ISO 14040 and 14044 assesses environmental impacts throughout the entire life cycle
of a product, from raw material extraction through manufacturing, use and end-of-life disposal.
[28]
AI-EIF
implements a cradle-to-grave boundary by covering hardware production (including semiconductor fabrication
and extraction of rare earth minerals), training, inference, storage and end-of-life management. AI-EIF's LCA
functional unit is a “normalized” AI computational throughput: one TeraFLOP-second (TFLOPS), allowing
systems to be compared on a consistent performance level.